Carnegie
Endowment for International Peace speech
As delivered by Secretary of Defense
Robert M. Gates
Washington, D.C.
October 28, 2008
Thank you, Jessica, for that very kind
introduction. And my thanks also to the Carnegie Endowment for
International Peace which has, for almost a century, been dedicated
to understanding – and preventing – war and its myriad causes.
I’d also like to thank you all for tearing yourselves away from our
national election drama, for at least a little while. At one point,
President Truman was traveling in England, and he commented on the
strange behavior of Americans every four years. He said that “in
election years we behave somewhat as primitive peoples do at the
time of the full moon.” The moon is certainly full.
It is an honor to speak at a forum with such a long and storied
past. In fact, the idea for an endowment dedicated to international
peace was first suggested to Andrew Carnegie almost exactly a
century ago – right around the time that Carnegie entered the final
phase of his life: dedicated to philanthropy and devoted to the
cause of peace.
At the time, the nation was reeling from a meltdown on Wall Street –
and, I should note, a severe crisis in the credit markets. The
international arena wasn’t much rosier. The early years of the
century had seen the United States fight an insurgency in the
Philippines, in which 4,200 Americans died. Russia and Japan had
waged a brutal conflict, and the Boer War had recently ended. At the
same time, Europe was arming itself to the teeth and forming a
series of alliances whose implications were obvious to anyone who
cared to look.
Against this backdrop, there were proposals for arbitration courts,
for arms limitations, for dispute resolution – all familiar to us
today but somewhat of a novelty then. The movement for international
peace may have been in its infancy, but it was having an effect.
More so than ever before, the civilized world was focused on efforts
to reduce conflicts around the globe.
So was Carnegie, who brought to bear his considerable resources –
including the establishment of this endowment. He had also agreed to
fund a Peace Palace in Europe, in the Hague – he called it a Holy
Temple of Peace – to house an international court of justice and a
library, a function it still carries out today. At the dedication of
the Peace Palace – in August of 1913 – Carnegie said that “the only
measure required today for the maintenance of world peace is an
agreement between three or four of the leading civilized powers . .
. pledged to cooperate against disturbers of world peace.” The day
when men would cease to take up arms against other men, he said, was
“certain to come, and come soon, as day follows night.”
Less than a year later, an archduke fell to an assassin in Sarajevo,
militarism collided with miscalculation, bombast met bluster, and
the continent was plunged into darkness, essentially for the next 75
years.
I mention all of this because one of the hard lessons of history is
that it has a way of defying even the best of intentions –
especially on matters of war and peace. Consider that the carnage of
World War I came in the midst of mankind’s first large-scale,
concerted effort to bring about peace. And that this “War to End All
Wars” was followed by another world war, employing even deadlier
weapons – which, in turn, was followed by numerous conflicts
throughout the last century and into this one.
Simply put, we cannot predict the future. And so even as we strive
to live up to our noblest goals, as Carnegie did, we must deal with
the messy realities of the world in which we live.
One of those realities is the existence of nuclear weapons, the
subject I want to discuss today.
I should start by noting that three presidents I worked for during
the Cold War – Jimmy Carter, Ronald Reagan, and George H.W. Bush –
genuinely wanted to eliminate all nuclear weapons and said so
publicly. More recently, George Shultz, William Perry, Henry
Kissinger, and Sam Nunn echoed that sentiment in The Wall Street
Journal. But all have come up against the reality that as long as
others have nuclear weapons, we must maintain some level of these
weapons ourselves: to deter potential adversaries and to reassure
over two dozen allies and partners who rely on our nuclear umbrella
for their security – making it unnecessary for them to develop their
own.
The Cold War is over, and with it, much of the need for a massive
nuclear arsenal of the same size and composition as that period
warranted. Our policies reflect a new set of post-Cold War
requirements:
• We have taken numerous weapons systems out of service – including
the Peacekeeper ICBM, half our Minuteman ICBMs, and a number of
ballistic missile submarines. Our B-1 heavy bombers and four Trident
submarines no longer have a nuclear mission.
• In 1992, we unilaterally stopped nuclear testing, and developed
the Stockpile Stewardship Program to improve the safety, security,
and reliability of our stockpile in the absence of further testing –
a subject to which I’ll return later.
• We have completed all the reductions required under the Strategic
Arms Reduction Treaty – or START.
• We are planning to reach the limits of the Moscow Treaty – a
two-thirds reduction of our deployed nuclear force levels of eight
years ago – by 2010, nearly two years early.
All in all, within a few years we will have 75 percent fewer nuclear
weapons than at the end of the Cold War.
In 2001, after a thorough review of our strategic posture, President
Bush announced a New Triad. It consists of: First, our strike
capabilities, including our traditional nuclear deterrent and
conventional capabilities; second, defenses, including limited
ballistic missile defenses; and finally, an infrastructure to
support the other two. The goal of the New Triad is to reduce our
emphasis on nuclear weapons for deterrence and provide the President
more non-nuclear deterrence options and responses to potential
crises.
Even so, we must be realistic about the world around us – about the
challenges we face and about our ability to predict what other
nations will do. President Clinton called his nuclear arms
reductions part of a “lead and hedge” strategy: We’ll lead the way
in reducing our arsenal, but we must always hedge against a
dangerous and unpredictable world.
That is still true today, and maybe even more so. Rising and
resurgent powers, rogue nations pursuing nuclear weapons,
proliferation, international terrorism – all demand that we preserve
this “hedge.”
There is no way to ignore efforts by rogue states such as North
Korea and Iran to develop and deploy nuclear weapons, or Russian or
Chinese strategic modernization programs. As long as other states
have or seek nuclear weapons – and potentially can threaten us, our
allies, and friends – then we must have a deterrent capacity that
makes it clear that challenging the United States in the nuclear
arena – or with other weapons of mass destruction – could result in
an overwhelming, catastrophic response.
There is little doubt that some nations will continue to think that
possession of nuclear weapons is the best way to preserve their
regime or threaten their neighbors. We remain concerned that this is
the case with North Korea and Iran today, as it was with Libya and
Iraq in the past.
At the same time, demographic and budgetary concerns have led other
countries to rely heavily on their nuclear forces. This is a
strategy that resembles President Eisenhower’s “New Look,” during
the 1950s, where nuclear weapons became the top priority for defense
budgeting and strategic planning, as Eisenhower feared that trying
to compete with Soviet conventional forces would either bankrupt
America or turn it into a garrison state.
Ironically, that is the case with, Russia today, which has neither
the money nor the population to sustain its Cold War conventional
force levels. Instead, we have seen an increased reliance on its
nuclear force, with new ICBM and sea-based missiles, as well as a
fully-functional infrastructure that can manufacture a significant
number of warheads each year.
China is also expanding its nuclear arsenal. It has increased the
number of short-, medium-, and long-range missiles – and pursued new
land-, sea-, and air-based systems that can deliver nuclear weapons.
To be sure, we do not consider Russia or China as adversaries. But
we cannot ignore these developments – and the implications they have
for our national security.
Our nuclear arsenal also helps deter enemies from using chemical and
biological weapons. In the first Gulf War, we made it very clear
that if Saddam used chemical or biological weapons, then the United
States would keep all options on the table. We later learned that
this veiled threat had the intended deterrent effect as Iraq
considered its options.
While some may not see a real nuclear threat to the United States
today, we should be mindful that our friends and allies perceive
different levels of risk within their respective regions. Here, our
arsenal plays an irreplaceable role in reducing proliferation.
Ever since the Nuclear Non-Proliferation Treaty was signed in 1968,
the international community has recognized that the fewer
nuclear-armed states, the better. In recent years, this concern has
been highlighted by the grim realities of ideological terrorism,
revelations about scientists selling nuclear know-how to the highest
bidder, and information exchanges between irresponsible regimes.
Our goal continues to be to keep the number of nuclear states as
limited as possible. And to this end, non-proliferation and
arms-control efforts have had real successes over the last 45 years.
South Korea, Taiwan, Brazil, Argentina, South Africa, and Libya have
all forsaken nuclear weapons for a variety of reasons. And our
nuclear umbrella – our extended deterrent – underpins our alliances
in Europe and in the Pacific and enables our friends, especially
those worried about Tehran and Pyongyang, to continue to rely on our
nuclear deterrent rather than to develop their own.
Our nuclear arsenal is vital for a final reason I mentioned earlier:
We simply cannot predict the future. Who can tell what the world
will look like in 10 to 20 years? As someone who spent most of his
career in the intelligence business, I can assure you that our track
record for long-term guesswork hasn’t been all that great. We have
to know our limitations. We have to acknowledge that the fundamental
nature of man hasn’t changed – and that our adversaries and other
nations will always seek whatever advantages they can find. Knowing
that, we have to be prepared for contingencies we haven’t even
considered.
Try as we might, and hope as we will, the power of nuclear weapons
and their strategic impact is a genie that cannot be put back in the
bottle – at least for a very long time. While we have a long-term
goal of abolishing nuclear weapons once and for all, given the world
in which we live, we have to be realistic about that proposition.
What seems to work best in world affairs, historian Donald Kagan
wrote in his book On the Origins of War, “Is the possession by those
states who wish to preserve the peace of the preponderant power and
of the will to accept the burdens and responsibilities required to
achieve that purpose.” Now, if we accept that nuclear weapons are
still relevant – and indeed, necessary – then we also have to accept
certain responsibilities.
You are well aware of problems over the last year or so with the Air
Force’s handling of nuclear weapons and nuclear weapons-related
material.
These problems are being addressed as I speak:
• The Air Force is standing up a new headquarters office at the Air
Staff that will focus exclusively on nuclear policy and oversight.
This office will report directly to the Air Force Chief of Staff.
• The Air Force has also proposed a Global Strike Command that will
bring all its nuclear weapons and materiel supporting U.S. Strategic
Command – the nuclear-capable bombers and ICBMs – under one entity
that can focus solely on the nuclear enterprise.
• The Nuclear Weapons Center at Kirtland Air Force Base is being
revitalized and expanded – with a focus on sustainment and clearing
up ambiguous chains of command that have created problems in the
past.
• During the 1990s, supply-chain streamlining folded some
nuclear-related components – such as the nose cones sent to Taiwan –
into the regular supply chain. The Air Force is undergoing a
top-to-bottom review of which items need to be taken out of that
chain and placed under control of the Nuclear Weapons Center.
• And finally, the Air Force is developing a stronger, more
centralized inspection process to ensure that nuclear material is
handled properly – an effort that will be bolstered by expanded
training for security personnel assigned to nuclear duties.
This will undoubtedly be a long-term process, but I have confidence
that the Air Force is now moving in the right direction. And I thank
all the Airmen who are currently working to return the Air Force’s
nuclear mission to the standards of excellence for which it was
known throughout the entire Cold War.
Beyond changes currently underway, I asked former Energy and Defense
Secretary James Schlesinger to form a task force to review the
organization of both the Air Force and the Department of Defense as
a whole to ensure that we have proper leadership and oversight of
the nuclear enterprise. And I look forward to receiving his report
and recommendations in December.
There is another element equally important to our arsenal’s
credibility: the safety, security, and reliability of our weapons.
Let me first say very clearly that our weapons are safe, reliable,
and secure. The problem is the long-term prognosis – which I would
characterize as bleak.
No one has designed a new nuclear weapon in the United States since
the 1980s, and no one has built a new one since the early 1990s.
The U.S. is experiencing a serious brain drain in the loss of
veteran nuclear weapons designers and technicians. Since the
mid-1990s, the National Nuclear Security Administration has lost
more than a quarter of its workforce. Half of our nuclear lab
scientists are over 50 years old – and many of those under 50 have
had limited or no involvement in the design and development of a
nuclear weapon. By some estimates, within the next several years,
three quarters of the workforce in nuclear engineering and at the
national laboratories will reach retirement age.
Our nuclear weapons were designed on the assumption of a limited
shelf life and that the weapons themselves would eventually be
replaced. Sensitive parts do not last forever.
We can and do re-engineer our current stockpile to extend its
lifespan. However, the weapons were developed with narrow technical
“margins.” With every adjustment, we move farther away from the
original design that was successfully tested when the weapon was
first fielded. Add to this that no weapons in our arsenal have been
tested since 1992 – so the information on which we base our annual
certification of the stockpile grows increasingly dated and
incomplete.
At a certain point, it will become impossible to keep extending the
life of our arsenal – especially in light of our testing moratorium.
It also makes it harder to reduce existing stockpiles, because
eventually we won’t have as much confidence in the efficacy of the
weapons we do have.
Currently, the United States is the only declared nuclear power that
is neither modernizing its nuclear arsenal nor has the capability to
produce a new nuclear warhead. The United Kingdom and France have
programs to maintain their deterrent capabilities. China and Russia
have embarked on ambitious paths to design and field new weapons. To
be blunt, there is absolutely no way we can maintain a credible
deterrent and reduce the number of weapons in our stockpile without
either resorting to testing our stockpile or pursuing a
modernization program.
For several years, the Department of Defense and the Department of
Energy have pursued a Reliable Replacement Warhead program – a
program to field a safer, more secure warhead. New designs build in
enhanced safety features and high reliability that can be assured
without actual underground testing. The program would reinvigorate
and rebuild our infrastructure and expertise. And it could
potentially allow us to reduce aging stockpiles by balancing the
risk between a smaller number of warheads and an industrial complex
that could produce new weapons if the need arose.
The Congress has so far refused to fund the program beyond the
conceptual phase – and this year funding was cut for even that. The
reason, I believe, lies in a deep-seated and quite justifiable
aversion to nuclear weapons, in doing anything that might be
perceived as lowering the threshold for using them, or as creating
new nuclear capabilities. Let me be clear: The program we propose is
not about new capabilities – suitcase bombs or bunker-busters or
tactical nukes. It is about safety, security, and reliability. It is
about the future credibility of our strategic deterrent. And it
deserves urgent attention. We must take steps to transform from an
aging Cold War nuclear weapons complex that is too large and too
expensive, to a smaller, less costly, but modern enterprise that can
meet our nation’s nuclear security needs for the future.
I’ve spent most of my time talking about our nuclear arsenal. Before
closing, I want to take a step back and discuss, briefly, some of
the broader implications of deterrence in the 21st century.
There can be little doubt that the post-Cold War world offers a new
strategic paradigm for nuclear weapons, and particularly for the
concept of deterrence. As our 2008 National Defense Strategy puts
it, “the challenge is one of deterring or dissuading a range of
potential adversaries from taking a variety of actions.”
Deterrence has a specific policy goal – and, in this sense,
deterrent strategies can be applied to many situations.
A few examples come to mind.
Rogue regimes that threaten their neighbors and our allies,
potentially with nuclear weapons, are a problem today and will be in
the future. Our goal is, in part, to reduce their ability to hold
other nations hostage, and to deny them the ability to project
power. The New Triad I mentioned earlier, with a conventional strike
force and ballistic missile defense, helps achieve this. A
conventional strike force means that more targets are vulnerable
without our having to resort to nuclear weapons. And missile
defenses reinforce deterrence and minimize the benefits of rogue
nations investing heavily in ballistic missiles: They won’t know if
their missiles will be effective, thus other nations will feel less
threatened. And let’s not forget the deterrent value of other parts
of our conventional military forces.
We also still face the problem of weapons passing from nation-states
into the hands of terrorists. After September 11th, the president
announced that we would make no distinction between terrorists and
the states that sponsor or harbor them. Indeed, the United States
has made it clear for many years that it reserves the right to
respond with overwhelming force to the use of weapons of mass
destruction against the United States, our people, our forces, and
our friends and allies. Today we also make clear that the United
States will hold any state, terrorist group, or other non-state
actor or individual fully accountable for supporting or enabling
terrorist efforts to obtain or use weapons of mass destruction –
whether by facilitating, financing, or providing expertise or safe
haven for such efforts. To add teeth to the deterrent goal of this
policy, we are pursuing new technologies to identify the forensic
signatures of any nuclear material used in an attack – to trace it
back to the source.
As we know from recent experience, attacks on our communications
systems and infrastructure will be a part of future war. Our policy
goal is obviously to prevent anyone from being able to take down our
systems. Deterrence here might entail figuring out how to make our
systems redundant, as with the old Nuclear Triad. Imagine easily
deployable, replacement satellites that could be launched from
high-altitude planes – or high-altitude UAVs that could operate as
mobile data links. The point is to make the effort to attack us seem
pointless in the first place.
Similarly, future administrations will have to consider new
declaratory policies about what level of cyber-attack might be
considered an act of war – and what type of military response is
appropriate.
Now, some may find it ironic that I chose this forum – dedicated to
international peace – to address this topic – dealing with the most
destructive weapons ever conceived by mankind and some of the most
cutting-edge ideas for future warfare. At the end of the day,
however, every great nation has learned – often the hard way – that,
in George Washington’s words, “To be prepared for war is one of the
most effectual means of preserving peace.”
Not surprisingly, Andrew Carnegie rejected that notion. Never one to
mince his words, even to the president of the United States,
Carnegie traded sometimes-caustic letters with Teddy Roosevelt
during his time in the Oval Office. In one exchange on arms
limitations, Roosevelt cautioned him, writing “We must always
remember that it would be a fatal thing for the great free peoples
to reduce themselves to impotence and leave the despotisms and
barbarisms armed.”
Years later, Carnegie corresponded with a different president. Times
were different. It was early 1917; Carnegie’s spirit was largely
broken by the horrors of World War One; and President Wilson, who
had won reelection with the slogan “He Kept Us Out of War,” was
nearing the decision to send American doughboys to Europe. Andrew
Carnegie, the great spokesman for international peace – who had once
donated a rowing lake to Princeton to discourage football, because,
he thought, that sport gave young men too much of a taste for
violence – that same Andrew Carnegie encouraged the president in the
strongest terms to declare war, because, he wrote, “There is only
one straight way of settlement.”
As long as human nature is what it is – as long as the tragic arc of
history continues its course – we cannot eliminate the need to be
prepared for war any more than Andrew Carnegie was able to eliminate
war itself.
As Theodore Roosevelt said, it would indeed be a fatal thing to
leave ourselves unarmed against the despotisms and barbarisms of the
world.
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